Psychiatric Theories
Most early psychological theories emphasized either behavioral conditioning or personality disturbances and diseases of the mind. The concept of the psychopath or sociopath was developed by Hervey Cleckley. Currently, these terms have fallen out of favor and have been replaced by the concept of antisocial personality.
Individuals with the characteristics of an antisocial personality are likely to become criminals at some point. Another theory emphasizing personality characteristics was developed by Hans Eysenck. Eysenck described three personality dimensions (psychoticism, extroversion, and neuroticism), each with links to criminality. He stated that personality traits were dependent on the autonomic nervous system; those whose nervous systems require stimulation are more likely to become offenders.
· Explain the relationship between personality and criminal behavior.
· Recognize the importance of learning theory to an understanding of criminality.
· Distinguish between the different insanity tests and rules and understand the concept of being found not guilty by reason of insanity.
· Recognize how the process of social interaction between people contributes to criminal behavior.
· Identify and discuss the social process theories including learning theory, social control theory, labeling theory and reintegrative shaming theories.
· Distinguish between the social process theories.
Most early psychological theories emphasized either behavior conditioning or personality disturbances and psychopathology. Psychopaths and sociopaths and the more modern term of antisocial personality all refer to the same psychiatric condition. Individuals with the characteristics of an antisocial personality are likely to become criminals at some point in time (Vold et al., 2002). Sigmund Freud’s psychoanalytic theory suggests that criminal behavior is maldative due to the inadequacies in the offender’s personality. Psychoanalysis suggests that one possible cause of crime may be a poorly developed superego, which leaves the individual operating without a moral conscience. (Barkan, 1997).
Neurosis is a minor form of mental illness which may or may not lead to crime. Psychosis is a serious mental illness that may result in violent criminal behavior (Schmalleger, 2002). Modeling theory, as developed by Albert Bandura, is a form of social learning theory that suggests that people learn to act by observing others. Observation of aggressive behavior teaches one how to act aggressively (Barkan, 1997). Behavioral theory was developed by B.F. Skinner and involves the use of rewards and punishments to control a person’s responses or operant behavior. (Vold et al., 2002). Attachment theory suggests that the lack of a secure attachment between a child and his parent may lead to delinquent and criminal behavior later in life.
Michael Gottfredson and Travis Hirschi developed a general theory of crime based on the concept that low self-control contributes to all types of crime (Lilly, et al., 2002). Insanity is a legal term rather than a clinical concept and is based on the claim of mental illness. Insanity is a defense to a criminal prosecution with the burden of proof shifting to the defendant. Therefore, a person is presumed sane at the start of a criminal trial. Most states have created the verdict of not guilty by reason of insanity (NGRI) which means that if the jury comes back with this verdict, the defendant will be hospitalized rather than released (Schmalleger, 2002). There are several different insanity tests or rules that are used in the United States. The M’Naughten rule (right /wrong test) holds that people cannot be held criminally acountable for their actions if at the time of the crime they either did not know what they were doing or did not know that what they were doing was wrong (Bohm & Haley, 1999).
The Irresistible Impulse test or the Durham rule can be used alone or in conjunction with the M’Naughten rule. It holds that people are guilty of the criminal offenses if, because of their mental state or psychological condition, they were unable to resist committing the criminal act (p.29). In 1994, Lorena Bobbit successfully used this defense after she sliced off her husband’s penis with a kitchen knife while he was sleeping. The Substantial Capacity test absolves the defendant from criminal responsibility if at the time of such conduct, as a result of mental disease or defect, he lacks substantial capacity either to appreciate the criminality of his conduct or to conform his conduct to the requirements of the law (p. 31).
Pick a state. Go on the internet and locate the statutes for the state and find the legal definition of insanity.
Consider the following questions:
1.What tests are used to determine legal sanity?
2. Is the defendant presumed to be sane until proven otherwise?
3. Does the burden of proof for the defense of insanity lie with the defense or prosecution?
4. If legal insanity is proved, what verdict is used, NGRI or GBI?
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Psychological and Psychiatric Foundations of Criminal Behavior
6
Criminology Today
An Integrated Introduction
CHAPTER
Criminology Today: An Integrated Introduction, 8e
Frank Schmalleger
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Principles of Psychological and Psychiatric Theories
Forensic psychology
The application of psychology to questions and issues relating to law and the legal system
Forensic psychiatry
A medical subspecialty applying psychiatry to the needs of crime prevention and solution, criminal rehabilitation, and issues of criminal law
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Figure 6-1 Assumptions of Psychological and Psychiatric Theories of Crime Causation
Source: Schmalleger, Frank, Criminology. Printed and Electronically reproduced by permission of Pearson Education, Inc., Upper Saddle River, New Jersey.
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3
History of Psychological Theories
Key ideas characterizing early psychological theories
Personality
Behaviorism/behavioral conditioning
Psychoanalytic theory
An outgrowth of personality theory
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Personality Disturbances
Psychopathology
Any psychological disorder that causes distress for an individual or for those in the individual’s life
Psychopathy
A specific and distinctive type of psychopathology
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The Psychopath
Psychopathy
Personality disorder characterized by antisocial behavior and lack of sympathy, empathy, embarrassment
continued on next slide
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The Psychopath
Hervey M. Cleckley developed the concept of a psychopathic personality.
Psychopath as “moral idiot”
Poverty of affect
Inability to accurately imagine how others think and feel
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Figure 6-2 Selected Characteristics of the Psychopathic Personality
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8
Types of Psychopaths
Primary psychopaths
Born with psychopathic personalities
Secondary psychopaths
Born with “normal” personality, develop psychopathic tendencies
Charismatic psychopaths
Charming, attractive, habitual liars
Distempered psychopaths
Easily offended, fly into rages
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The Psychopath
Psychopathy Checklist (PCL)
Definitive measure of psychopathy
Recent research suggests psychopaths do know the difference between right and wrong
Recent study of adolescent psychopaths found intensive treatment was linked to reduced violent recidivism
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Antisocial Personality Disorder
Antisocial/asocial personality
Individuals who are basically unsocialized and whose behavior patterns bring them into repeated conflicts with society.
Individuals who exhibit an antisocial personality are said to be suffering from antisocial personality disorder.
continued on next slide
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Antisocial Personality Disorder
Incidence of ASPD in general population about 2% but as many as 60% of male prisoners may be suffering from ASPD.
Causes of ASPD unclear
Somatogenic causes
Psychogenic causes
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Trait Theory
Eysenck explained crime as result of fundamental personality traits.
Introversion/extraversion
Neuroticism/emotional stability
Psychoticism
Personality stable throughout life, largely determined by genetics
Psychoticism closely correlated with criminality
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Figure 6-3 The Big Five Personality Dimensions
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Cognitive Theories
Learning theories examine thought processes and try to explain how people:
Learn to solve problems
Perceive and interpret the social environment
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Moral Development Theory
Jean Piaget
Human thinking goes through stages of development
Sensory-motor stage
Preoperational stage
Concrete operational stage
Formal operational stage
Child moves from moral absolutism to moral relativism.
continued on next slide
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Moral Development Theory
Kohlberg said preference for higher levels of moral thinking universal in humans.
Research shows offenders have less ability in making moral judgments.
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Figure 6-4 Kohlberg’s Six Stages of Moral Development
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Cognitive Information-Processing Theory
Study of human perceptions, information processing, decision making
Violent individuals may be using information incorrectly when making decisions.
continued on next slide
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Cognitive Information-Processing Theory
Script theory
Generalized knowledge about specific types of situations stored in the mind
Career offenders develop scripts to guide them through criminal activity.
Criminal scripts help form criminal identity.
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The Criminal Mind-Set
Criminals make different assumptions about living and behaving than noncriminals.
Criminal personality develops early in childhood.
Includes ways of thinking characteristic of many types of criminals but not shared by noncriminals
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The Psychoanalytic Perspective: Criminal Behavior as Maladaptation
Psychiatric criminology envisions a complex set of drives and motives that operate from within the personality to determine behavior.
Sigmund Freud
Psychoanalysis
Criminal behavior is maladaptive, the product of inadequacies in the offender’s personality.
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Figure 6-5 The Psychoanalytic Structure of Personality
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23
The Psychoanalytic Perspective
Violent criminal behavior dominated by the id, leaving offenders unable to control impulsive and pleasure-seeking drives.
Repressed needs provide another path to criminality
Many criminals have a secret need to be punished.
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The Psychotic Offender
Psychosis
Mental illness characterized by a lack of contact with reality
continued on next slide
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The Psychotic Offender
Characteristics of psychotic individuals
A grossly distorted conception of reality
Inappropriate moods and mood swings
Marked inefficiency in getting along with others and caring for oneself
Not all psychotic persons commit crimes.
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Frustration-Aggression Theory
Freud
Aggression is a natural response to frustration and limitations.
Frustration-aggression theory
Direct aggression toward others is the most likely consequence of frustration.
Aggression can be manifested in socially acceptable ways or engaged in vicariously.
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Crime as Adaptation
Crime as an adaptation to life’s stresses
Alloplastic adaptation
Crime reduces stresses by producing changes in the environment.
Autoplastic adaptation
Crime leads to stress reduction as a result of internal changes in beliefs and value systems.
Stress as a causative agent in crime commission
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Criminogenic Needs
Criminogenic needs
Dynamic risk factors of offenders and their circumstances associated with rates of recidivism
May not be actual needs/desires but psychological indicators of maladaptive functioning
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Attachment Theory
Healthy personality development requires child to have a close, continuous relationship with mother.
Forms of attachment
Secure attachment (a healthy form)
Anxious-avoidant attachment
Anxious-resistant attachment
Difficulties in childhood appear to produce criminality later in life.
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Behavior Theory
Ivan Pavlov
Behavior can be conditioned or shaped.
Classical conditioning
Behavior can be predictably changed by association with external changes in the surrounding environment.
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Behavioral Conditioning
Behavior theory
Stimulus-response theory of human behavior
Operant behavior
Behavior choices operate on the surrounding environment to produce consequences.
Rewards increase the frequency of behavior.
continued on next slide
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Behavioral Conditioning
Operant behavior
Punishments decrease frequency of behavior.
Major determinants of behavior exist in the environment, not in the individual.
People can be conditioned to respond with prosocial or antisocial behavior.
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Social Cognition and the Role of Modeling
Gabriel Tarde’s three laws of imitation
People in close contact tend to imitate each other’s behavior.
Imitation moves from the top down.
New acts and behaviors either reinforce or replace old ones.
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Social Cognition Theory
Albert Bandura
Everyone is capable of aggression but must learn how to behave aggressively.
Concepts central to theory
Observation
Imitation
Modeling
continued on next slide
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Social Cognition Theory
Most behavior learned by observing and modeling
Aggression can be provoked through assaults, verbal threats, thwarting hopes, obstructing goals.
Disengagement allows people who devalue aggression to engage in it.
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Policy and Treatment Implications
Correctional psychology
Concerned with diagnosis and classification, treatment, rehabilitation of offenders
Some of the most successful treatments emphasize changing offender personality characteristics, such as impulsivity
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Cognitive Behavioral Intervention
Offenders need to acquire better social skills to become more prosocial.
Lets offenders modify their cognitive processes to control themselves, interact positively with others
Target offender’s environment, behavioral responses skill development
Increase reasoning skills, problem-solving skills, expand empathy
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Assessing Dangerousness
Selective incapacitation
Based on the notion of career criminality
Protect society by incarcerating most dangerous individuals
Use of psychological techniques to identify future offenders and those likely to reoffend
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Assessing Dangerousness
Strategy depends on accurately identifying potentially dangerous offenders.
Risk assessment/classification tools continually being developed, improved
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Predicting Criminality
Recent study found strong relationship between childhood behavioral difficulties and later problem behavior.
Prediction requires more than generalities.
Difference between predicting percentage of people in a population who will be criminals and predicting which individuals will violate the law
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Critique of Psychological and Psychiatric Theories of Crime
Theories criticized for failing to consider social or environmental conditions that produce crime
Idea of moral reasoning sense puts loss of control within individual.
Physical/social barriers to crime may be more effective.
Individual theories have also been criticized on various levels.
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Criminal Psychological Profiling
Psychological profiling
Assists police investigators
Based on idea that behavioral clues left at crime scene may reflect offender’s personality.
Useful in repetitive crimes, hostage negotiations
Some psychologists discount value of profiling
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The Psychological Autopsy
Procedure for investigating a person’s death by reconstructing what the person thought, felt, did before death
Particular focus on identifying patterns consistent with personality disorders, mental illness.
Help determine why a particular mode of death resulted, help identify contributing factors
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Insanity and the Law
Insanity
Legal concept, refers to type of defense allowed in criminal courts
M’Naughten Rule
Individuals cannot be held criminally responsible if they did not know what they were doing or did not know that what they were doing was wrong.
continued on next slide
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Insanity and the Law
Irresistible-Impulse Test
Defendant is not guilty if by virtue of his/her mental state s/he was unable to resist committing the action.
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Guilty But Mentally Ill
Individual can be held responsible for a criminal act, even though a degree of mental incompetence is present.
Requirements for verdict
All required statutory elements proven
Defendant found mentally ill at time of the crime
Defendant not found legally insane at time of the crime
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Guilty But Mentally Ill
If GBMI verdict returned, judge may impose any sentence possible under the law for the crime in question.
GBMI offenders sent to psychiatric hospital for treatment
Transferred to prison after “cured”
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Problems with the Insanity Defense
Must be brought before court, proven by defense
Rarely used, rarely successful
Defendant found NGRI likely to spend a long time in court-ordered institutional psychiatric treatment.
Critics question whether idea of mental illness or insanity useful in study of criminology.
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